UBS Jobs

UBS - Stamford, CT 

Compliance Trade Surveillance team within the UBS IB Americas Compliance Department is responsible for performing ... as external market centers; Evidencing and memorializing surveillance reviews for future examinations and audits. UBS...

UBS Financial Services - Weehawken, NJ 

Take the next step Ready to take the next step? Apply now at www.ubs.com/careers ... Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures,...

UBS - Weehawken, NJ 

As a Product Surveillance Analyst in the Compliance Department, you will analyze exception reports, conduct in-depth ... and firm events and conduct risk assessments as to what surveillance changes may be required Utilize ad-hoc query...

UBS Financial Services - Stamford, CT 

Description Compliance Trade Surveillance team within the UBS IB Americas Compliance Department is responsible for ... as external market centers; . Evidencing and memorializing surveillance reviews for future examinations and audits. UBS...

UBS Ag - Stamford, CT 

groups and committees. 1. Analysis of Trading Activity and UBS Shareholdings * Analyse trading alerts, verify accuracy ... develop knowledge of Equities and Fixed Income products, Surveillance system and source systems. Educational...

UBS - Weehawken, NJ 

Responsibilities The UBS Managed programs consist of centrally managed discretionary offerings where the investment ... Portfolio management & trading Program compliance & surveillance Project management The intern must be able to:...

UBS Financial Services - Weehawken, NJ 

Job Type Part Time Description Responsibilities The UBS Managed programs consist of centrally managed ... Disclaimer / Policy Statements UBS is an Equal Opportunity Employer...

UBS - Weehawken, NJ 

work directly for the Region Americas Head of Monitoring & Surveillance providing administrative and project support ... improve processes and gain efficiencies Maintain Surveillance plan spreadsheets as well as other internal...

UBS Financial Services - Weehawken, NJ 

improve processes and gain efficiencies . Maintain Surveillance plan spreadsheets as well as other internal ... Disclaimer / Policy Statements UBS is an Equal Opportunity Employer...

UBS - Stamford, CT 

groups and committees. 1. Analysis of Trading Activity and UBS Shareholdings Analyse trading alerts, verify accuracy of ... develop knowledge of Equities and Fixed Income products, Surveillance system and source systems. Educational...

UBS Financial Services - Stamford, CT 

develop knowledge of Equities and Fixed Income products, Surveillance system and source systems. Requirements ... Disclaimer / Policy Statements UBS is an Equal Opportunity Employer...