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  • Senior IB Compliance Trade Surveillance Officer

    UBS Financial Services - Stamford, CT 

    Description Compliance Trade Surveillance team within the UBS IB Americas Compliance Department is responsible for ... as external market centers; . Evidencing and memorializing surveillance reviews for future examinations and audits. UBS...

    From UBS Financial Services - posted 70 days ago
  • Monitoring Analyst

    UBS Financial Services - Stamford, CT 

    financial institution is necessary. . Good knowledge of Financial Markets, Banking Industry and products. . Series 7 ... Disclaimer / Policy Statements UBS is an Equal Opportunity Employer...

    From UBS Financial Services - posted 70 days ago