Surveillance Jobs in Stamford, CT

Sharp Decisions - New York, NY 

with the regulatory and policy requirements. - Coordinating surveillance processes with IT, global colleagues and ... - Updating and enhancing surveillance procedures and properly document any changes in the Surveillance Manual...

GE - Norwalk, CT 

* Help define and execute a centralized monitoring, surveillance and testing plan for GECC HQ. Periodically ... policies and procedures * Ensure adequate monitoring and surveillance of key Compliance risk areas such as...

UBS - Stamford, CT 

and interpretive guidance associated with trade surveillance reviews. Learning the Firms order flows, ... regulatory investigative experience. Experience with trade surveillance and exception reports/vendor tools;...

Citi - New York, NY 

and metrics based on the analytics performed by the Fraud Surveillance Unit. Assist with the designing of ... Committee. Work with the Analytics team within the Fraud Surveillance Unit to continuously enhance reporting based...

Finra - New York, NY 

by FINRA and it clients. Essential Job Functions: * Conduct surveillance of trading in NYSE and NYSE Amex listed ... regarding NYSE and NYSE Amex rules and regulations and surveillance systems. Qualifications Education/Experience...

Bank of America - New York, NY 

development or managing the development of Actimize based Surveillance's - Hands on experience in the development or managing the development of Microstragegy based reporting - Strong interpersonal and Management skills to achieve...

Thomson Reuters - New York, NY 

Title: Associate Director, Advisory Services Surveillance ID: PRO00006078 Description At Thomson Reuters, we deliver ... companies in 45 countries. Our services include stock surveillance, investor targeting, international investor...

McGraw-Hill - New York, NY 

leases; manufactured housing; and student loans. The ABS Surveillance team is seeking a Director. The Director is expected to analyze a high volume of complex credits for a variety of asset classes within the consumer and commercial space.

Morgan Stanley - New York, NY 

and regulatory guidelines and restrictions. MSIMs Guideline Surveillance Team is responsible for providing ongoing ... summaries, code guidelines in automated compliance surveillance system, Latent Zero Sentinel (LZS), and test...

UBS Financial Services - Stamford, CT 

of securities laws or regulations. . Using various surveillance tools (vendors and internal exception reports) ... investigative experience. . Experience with trade surveillance and exception reports/vendor tools;...

MJ Boyd Consulting - New York, NY 

Control Room Surveillance Officer. Top-tier investment bank seeks Associate/AVP analyst to work in our Employee ... implement various policies and procedures.Conduct ad-hoc Surveillance, Employee Trading and Registration...

- New York, NY 

and metrics based on the analytics performed by the Fraud Surveillance Unit.* Assist with the designing of ... Committee.* Work with the Analytics team within the Fraud Surveillance Unit to continuously enhance reporting based...

Solomon Page Group - New York, NY 

Key- Change Management-Compliance-FICC-Equity-Trade Surveillance Mandatory: **Senior Release Manager/Change ... Mangaer to effectively manage compliance/trade surveillance/AML/Financial Crime projects. **In depth...

Compliance Search Group - New York, NY 

in equity product markets to assist with the trade surveillance process. The candidate will review daily ... rules, regulations, and firm policies Conduct trader surveillance; Analyzing and designing surveillance reports...

Mitchell Martin - New York, NY 

limited scope and end to end system tests for Market Surveillance applications. Develop test scripts based upon ... Preferred : Experience of working with the Compliance and Surveillance function within an Investment Bank. Background...

Fund For Public Health In New York - New York, NY 

Data Analysis and Syndromic Surveillance Unit Syndromic Surveillance Technical Specialist The Bureau of Communicable ... that syndromic surveillance has in citywide public health surveillance. We seek also to inform the national...

Synergistic Systems - New York, NY 

requirements gathering Document requirements and functional Surveillance model specifications Partner with data ... your resume and the job number to lvalentinsynergisticitcom Business Analysis, Trade Surveillance, Dodd-Frank,...

Michael Page International - New York, NY 

for a candidate with 5-10 years of experience in trade surveillance and compliance testing. The fund is looking for ... compliance associate with 5-10 years of experience in trade surveillance. This is a top tier fund and will be an...

CME Group - New York, NY 

markets. Generate ideas for improving surveillance capabilities and effectiveness. *Assist in evaluating deliverable ... design elements of effective contract surveillance in the energy markets and the strategic direction of...

Global Legal Recruiting - New York, NY 

to Regulatory Inquiries as required, ensures that written surveillance procedures are current, contributes to fine-tuning/cross-training exercises, provides back-up support in case of Team Member absence and works on various departmental...

Nihaki Systems - New York, NY 

Hi Partner,Position - Trade Surveillance Sr. Database DeveloperLocation : NYCDuration : Long TermPaer day rate is open ... of various database objects and set standards across Surveillance databases. He should have financial business...

Standard & Poor - New York, NY 

leases; manufactured housing; and student loans. The ABS Surveillance team is seeking a Director. The Director is expected to analyze a high volume of complex credits for a variety of asset classes within the consumer and commercial space.